James Long is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 18 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
1290 Avenue of the Americas, New York, NY, 10104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
April 2019 - Present · 7 yrs 3 mos
Neuberger Berman Bd LLC
February 2019 - Present · 7 yrs 5 mos
Neuberger Berman Bd LLCBroker
February 2019 - Present · 7 yrs 5 mos
Previous Registrations
Northern Trust Securities, INC.Broker
May 2013 - February 2019 · 5 yrs 9 mos
Columbia Management Investment Advisers, LLC
December 2010 - April 2013 · 2 yrs 4 mos
Columbia Management Investment Distributors, INC.Broker
January 2008 - April 2013 · 5 yrs 3 mos
Needham & Company, LLCBroker
October 2007 - November 2007 · 1 mo
State Registrations14 states
IAILINKSKYMIMNMONDNENYOHSDWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.