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Ashley Tester
18 Years of Experience
San Diego, CA
Broker
Ashley Tester is a registered investment advisor at Cetera Investment Advisers LLC, based in San Diego, CA, with 18 years of industry experience. Ashley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
655 W Broadway 12th Fl, San Diego, CA, 92101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
December 2021 - Present · 4 yrs 5 mos
Cetera Advisors LLC
December 2021 - Present · 4 yrs 5 mos
Cetera Advisors LLCBroker
December 2021 - Present · 4 yrs 5 mos
Previous Registrations
First Allied Securities, INC.Broker
December 2021 - September 2022 · 9 mos
Morgan Stanley
September 2013 - December 2021 · 8 yrs 3 mos
Morgan StanleyBroker
September 2013 - December 2021 · 8 yrs 3 mos
Wells Fargo Advisors, LLC
April 2011 - September 2013 · 2 yrs 5 mos
Wells Fargo Advisors, LLCBroker
May 2008 - September 2013 · 5 yrs 4 mos
Susquehanna Financial Group, LllpBroker
June 2007 - December 2007 · 6 mos
Citigroup Global Markets INC.Broker
February 2007 - June 2007 · 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.