TrueAdvisor
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ZT
CFP
ZT
CFP

Zhaoxia Tan

Transamerica Financial Advisors, LLC
18 Years of Experience
San Diego, CA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Zhaoxia Tan is a CFP-designated registered investment advisor at Transamerica Financial Advisors, LLC, based in San Diego, CA, with 18 years of industry experience. Zhaoxia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,735 clients with $2.1B in assets under management.

Transamerica Financial Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1121 advisors
Number of Clients
42,735 clients
Average Client Portfolio
$49K average
Assets Under Management
$2.1B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.75%

Maximum total annual program fees are up to 2.75% for TFA365 and third-party manager programs, and up to 2.0% for Transamerica ONE. Fees vary based on the specific program, model portfolios selected, and negotiations with your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

16870 W. Bernardo Dr., San Diego, CA, 92127

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Zhaoxia sells insurance and non-insurance products for Transamerica Financial Advisors affiliated companies and refers clients to NetLaw, dedicating minimal time to each. She also works as a math teacher at Sunny Hills High School (full-time) and Function Academy (a few hours per week).

Employment History
Current Registrations
Transamerica Financial Advisors, LLC
January 2012 - Present · 14 yrs 9 mos
Transamerica Financial Advisors, LLCBroker
January 2012 - Present · 14 yrs 9 mos
Previous Registrations
Investment Advisors International, INC.
September 2010 - January 2012 · 1 yr 4 mos
World Group Securities, INC.Broker
November 2008 - January 2012 · 3 yrs 2 mos
World Group Securities, INC.Broker
October 2007 - January 2008 · 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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