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Salpi Doering

20 Years of Experience
Buffalo, NY
Broker

Salpi Doering is a registered investment advisor at Morgan Stanley, based in Buffalo, NY, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

50 Fountain Plaza, Key Tower North, Buffalo, NY, 14202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morgan Stanley
June 2021 - Present · 4 yrs 11 mos
Morgan StanleyBroker
December 2016 - Present · 9 yrs 5 mos
Previous Registrations
Morgan Stanley
December 2016 - December 2020 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2014 - December 2016 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2014 - December 2016 · 2 yrs 2 mos
M&t Securities, INC.
May 2012 - August 2014 · 2 yrs 3 mos
M&t Securities, INC.Broker
January 2012 - August 2014 · 2 yrs 7 mos
Hsbc Securities (USA) INC.Broker
January 2009 - December 2011 · 2 yrs 11 mos
M&t Securities, INC.Broker
July 2006 - November 2008 · 2 yrs 4 mos
Citicorp Investment ServicesBroker
August 2005 - July 2006 · 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Salpi Doering - Financial Advisor | TrueAdvisor