Charles Borquist is a registered investment advisor, based in Gig Harbor, WA, with 18 years of industry experience.
Location
7195 Wagner Way, Ste 104, Gig Harbor, WA, 98335
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Charles is a member of four LLCs involved in real estate investment and holdings. He spends minimal time on these activities.
Employment History
Current Registrations
Mutual Securities, INC.Broker
November 2018 - Present · 7 yrs 6 mos
Mutual Advisors, LLC
October 2018 - Present · 7 yrs 7 mos
Previous Registrations
Summit Advisor Solutions
March 2016 - November 2016 · 8 mos
Strategic Capital Group L.L.C.
November 2009 - December 2014 · 5 yrs 1 mo
Rp Capital LLCBroker
August 2005 - September 2016 · 11 yrs 1 mo
State Registrations1 state
WA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.