TrueAdvisor
TrueAdvisor
AF
AF

Ashraf Felix

Citigroup Global Markets INC.
7 Years of Experience
Atlanta, GA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Ashraf Felix is a registered investment advisor at Citigroup Global Markets INC., based in Atlanta, GA, with 7 years of industry experience. Ashraf is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 59,829 clients with $56B in assets under management.

Citigroup Global Markets INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2402 advisors
IM Fee
Planning only
Assets Under Management
$56.0B

Fee Structure

Citigroup Global Markets provides a comprehensive written financial plan at no direct fee to eligible clients of Citi Private Bank and Citi Global Wealth at Work. The service includes developing a financial profile, analyzing current financial position, and providing recommendations for education, retirement, estate planning, and other long-term goals.

One-Time Plan:$0
View Full SEC Brochure

Location

CITI PRIVATE BANK, One Buckhead Plaza, 3060 Peachtree Rd NW, 7th Floor, Suite 700, Atlanta, GA, 30305

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
August 2023
Judgment / Lien
November 2019
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ashraf owns NyamGuhWay LLC, a Caribbean food restaurant, and works as an independent contractor for DoorDash. He dedicates minimal time to the restaurant and a few hours per week to DoorDash, primarily outside of securities trading hours.

Employment History
Current Registrations
Citigroup Global Markets INC.
April 2019 - Present · 7 yrs 6 mos
Citigroup Global Markets INC.
January 2019 - Present · 7 yrs 9 mos
Citigroup Global Markets INC.Broker
January 2019 - Present · 7 yrs 9 mos
Previous Registrations
Citi Private Alternatives, LLCBroker
January 2019 - April 2024 · 5 yrs 3 mos
State Registrations15 states
ALARCACODEFLGAKYLAMSNDNYPASCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Atlanta, GA →All financial advisors in Georgia →