Jason Hathaway is a registered investment advisor at Legacy Wealth Advisors, LLC, based in Newport Beach, CA, with 16 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, Investment Management, Retirement Planning. Their firm serves 20 clients with $920M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Annual management fee ranges between 0.25% and 1.50% depending on portfolio size and composition, services rendered, and the individual advisor. Fees are negotiable.
Fee Estimator
Location
Newport Beach, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jason is the owner of Hathaway Capital Management, LLC, a private funds manager, dedicating a few hours per week. He is also a partner at PVP Management, LLC and Chief Investment Officer / Investment Advisor Representative at Legacy Wealth Advisors, LLC, each taking about half of Jason's time.
Employment History
Current Registrations
Legacy Wealth Advisors, LLC
Hathaway Capital Management, LLC
Previous Registrations
Wca Securities, LLCBroker
Mht Midspan Securities, LPBroker
Hathaway & CO.
Rbs Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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