Jason Hathaway is a registered investment advisor at Legacy Wealth Advisors, LLC, based in Newport Beach, CA, with 15 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 24 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Legacy Wealth Advisors offers investment management services for an annual fee based on the value of your portfolio. The fee ranges from 0.25% to 1.50% per year, depending on the size and composition of your portfolio, the services provided, and who is providing the services. The fee is charged quarterly, in advance. Alternatively, Legacy Wealth Advisors may charge a fixed fee for investment management services, which will be individually negotiated.
Location
Newport Beach, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jason is the owner of Hathaway Capital Management, LLC, a private funds manager, dedicating a few hours per week. He is also a partner at PVP Management, LLC and Chief Investment Officer / Investment Advisor Representative at Legacy Wealth Advisors, LLC, each taking about half of Jason's time.
Employment History
Current Registrations
Legacy Wealth Advisors, LLC
Hathaway Capital Management, LLC
Previous Registrations
Wca Securities, LLCBroker
Mht Midspan Securities, LPBroker
Hathaway & CO.
Rbs Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.