Sean Yao
Sean Yao is a registered investment advisor at Cassady Wealth & Retirement Planning L.L.C., based in Las Vegas, NV, with 20 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 230 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1M+ | 1.00% |
The annual fee may be negotiable. Accounts within the same household may be combined for a reduced fee. The maximum fee for all charitable accounts will be a fee of no more than 1.0% annually.
Fee Estimator
Location
10799 W. Twain Avenue, Las Vegas, NV, 89135
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sean works as a paralegal at Cassady Law Offices and spends about a quarter of his time there. Sean also uses the DBA Cassady Wealth & Retirement Planning, LLC for securities business and fixed insurance sales as an IAR, dedicating about half his time to this.
Employment History
Current Registrations
Cassady Wealth & Retirement Planning L.L.C.
Gradient Securities, LLCBroker
Previous Registrations
H.D. Vest Investment ServicesBroker
State Registrations33 states
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