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Maura Lem

19 Years of Experience
Chesterfield, MO
Broker

Maura Lem is a registered investment advisor at Wells Fargo Advisors, based in Chesterfield, MO, with 19 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

14767 North Outer 40 Rd, Fl 2 Ste 201, Chesterfield, MO, 63017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
July 2020 - Present · 5 yrs 10 mos
Wells Fargo Advisors
July 2020 - Present · 5 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2020 - July 2020 · 1 mo
Wells Fargo Clearing Services, LLCBroker
June 2020 - July 2020 · 1 mo
Wells Fargo Advisors Financial Network, LLC
May 2010 - December 2019 · 9 yrs 7 mos
Wells Fargo Advisors Financial Network, LLCBroker
February 2010 - December 2019 · 9 yrs 10 mos
Wells Fargo Advisors, LLCBroker
January 2008 - February 2010 · 2 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
March 2007 - January 2008 · 10 mos
Edward Jones
July 2006 - January 2007 · 6 mos
Edward JonesBroker
July 2006 - January 2007 · 6 mos
State Registrations1 state
MO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.