LM
LM

Lori Murphy

20 Years of Experience
Westfield, NJ
Broker

Lori Murphy is a registered investment advisor at Hartford Funds, based in Westfield, NJ, with 20 years of industry experience. Lori operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 76 clients with $140B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
58 advisors
IM Fee
Planning only
Assets Under Management
$137.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Westfield, NJ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hartford Funds
December 2015 - Present · 10 yrs 7 mos
Hartford Funds Distributors, LLCBroker
January 2014 - Present · 12 yrs 6 mos
Hartford Funds Distributors, LLC
January 2014 - Present · 12 yrs 6 mos
Previous Registrations
Lord, Abbett & CO. LLC
September 2005 - January 2014 · 8 yrs 4 mos
Lord Abbett Distributor LLCBroker
August 2005 - January 2014 · 8 yrs 5 mos
State Registrations3 states
DENJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.