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Charles Fuller

19 Years of Experience
Ellicott City, MD
3 DisclosuresBroker

Charles Fuller is a registered investment advisor at LPL Financial LLC, based in Ellicott City, MD, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

10100 Baltimore National Pike, Ellicott City, MD, 21042

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
June 2025
Judgment / Lien
February 2025
Financial
July 2016
Final
Employment History
Current Registrations
LPL Financial LLC
February 2026 - Present · 3 mos
LPL Financial LLCBroker
June 2021 - Present · 4 yrs 11 mos
LPL Financial LLC
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
LPL Financial LLC
June 2021 - December 2024 · 3 yrs 6 mos
M&t Securities, INC.
April 2019 - June 2021 · 2 yrs 2 mos
M&t Securities, INC.Broker
April 2019 - June 2021 · 2 yrs 2 mos
LPL Financial LLC
October 2018 - February 2019 · 4 mos
LPL Financial LLCBroker
October 2018 - February 2019 · 4 mos
Raymond James Financial Services, INC.Broker
July 2018 - November 2018 · 4 mos
Raymond James Financial Services Advisors, INC
July 2018 - November 2018 · 4 mos
Suntrust Advisory Services, INC.
August 2016 - July 2018 · 1 yr 11 mos
Suntrust Investment Services, INC.
October 2006 - December 2016 · 10 yrs 2 mos
Suntrust Investment Services, INC.Broker
June 2006 - July 2018 · 12 yrs 1 mo
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.