Nicholas Liskey is a registered investment advisor, based in South Bend, IN, with 16 years of industry experience.
Location
17535 Generations Dr, South Bend, IN, 46635
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas works as an agent/broker for Shoemaker Financial, selling fixed insurance products since 2019. This activity takes a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
September 2016 - August 2023 · 6 yrs 11 mos
Securian Financial Services, INC.Broker
December 2015 - August 2023 · 7 yrs 8 mos
PFS Investments INC.Broker
May 2011 - December 2015 · 4 yrs 7 mos
PFS Investments INC.Broker
October 2005 - December 2006 · 1 yr 2 mos
State Registrations19 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.