JV
JV

Joseph Vasquez

11 Years of Experience
Corpus Christi, TX
Broker

Joseph Vasquez is a registered investment advisor at Cetera Investment Advisers LLC, based in Corpus Christi, TX, with 11 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

5350 S Staples Street, Corpus Christi, TX, 78411

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Joseph is a co-owner of J Vasquez Investments LLC, a currently inactive real estate holding company owned with his father. He is also the president of Gregory-Portland Education Foundation, dedicating a few hours per week to raising funds for teacher grants and student scholarships.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
November 2022 - Present · 3 yrs 6 mos
Cetera Investment Advisers LLC
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Edward JonesBroker
January 2021 - November 2022 · 1 yr 10 mos
Edward Jones
January 2021 - November 2022 · 1 yr 10 mos
Stifel, Nicolaus & Company, Incorporated
April 2018 - January 2021 · 2 yrs 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
April 2018 - January 2021 · 2 yrs 9 mos
Edward Jones
October 2014 - May 2018 · 3 yrs 7 mos
Edward JonesBroker
September 2014 - May 2018 · 3 yrs 8 mos
State Registrations6 states
CACOFLNCOHTX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.