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Mitchell Silverman

50 Years of Experience
Boca Raton, FL
8 DisclosuresBroker

Mitchell Silverman is a registered investment advisor at Raymond James & Associates, INC., based in Boca Raton, FL, with 50 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1 Town Center Road, 10th Floor, Boca Raton, FL, 33486

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2022
Settled
Customer Dispute
October 2019
Denied
Customer Dispute
May 2018
Settled
Customer Dispute
February 2014
Withdrawn
Customer Dispute
July 1998
Settled
Customer Dispute
March 1998
Dismissed
Customer Dispute
November 1995
Settled
Regulatory
February 1982
Final
Other Business Activities

Mitchell is the owner of JJMSLLC and a rental real estate property (JJSM LLC), dedicating minimal time to each. He also serves as a co-trustee for Silverman, Mickey, spending minimal time overall but a few hours per week during trading hours.

Employment History
Current Registrations
Raymond James & Associates, INC.
September 2002 - Present · 23 yrs 8 mos
Raymond James & Associates, INC.Broker
May 2002 - Present · 24 yrs
Previous Registrations
J. B. Hanauer & CO.Broker
January 1976 - June 2002 · 26 yrs 5 mos
State Registrations48 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.