RB
RB

Richard Battle

49 Years of Experience
Atlanta, GA
Broker

Richard Battle is a registered investment advisor at Morgan Stanley, based in Atlanta, GA, with 49 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3280 Peachtree Road North East, Suite1600, Atlanta, GA, 30305

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Richard is involved with Taurus, LLC and the Battle Family Foundation Inc. He also serves as executor/co-executor for an estate and trustee/co-trustee for multiple trusts, dedicating minimal time to these activities outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
November 2003 - April 2007 · 3 yrs 5 mos
Morgan Stanley Dw INC.Broker
February 1978 - April 2007 · 29 yrs 2 mos
Dean Witter & CO. IncorporatedBroker
November 1976 - February 1978 · 1 yr 3 mos
State Registrations19 states
ALCACOCTFLGAILKYLAMANCNJNYORSCTNTXVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Richard Battle - Financial Advisor | TrueAdvisor