Dawn Kleis
Dawn Kleis is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Pella, IA, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
800 Main Street, Pella, IA, 50219
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Dawn is a bookkeeper and director for Kleis Consulting Group, spending minimal time on these roles. She also works as a Registered Client Associate for Main Street Advisory Group, dedicating about half her time, and is a dual employee at Marion County Bank in the same role, spending minimal time.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Investment Advisors CORP
Broker Dealer Financial Services CORP.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
State Registrations1 state
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