Roger Relucio is a CFP-designated registered investment advisor at LPL Financial LLC, based in Hoboken, NJ, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5 Marine View Plaza Suite 222, Hoboken, NJ, 07030
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Roger operates his LPL business through Relucio & Associates and Breakaway Wealth Management, dedicating nearly full-time hours to each. He also owns and manages real estate rental properties, spending about 10-20% of his time on these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations22 states
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