JS
JS
Jyoti Sharma is a registered investment advisor at Morgan Stanley, based in Pleasanton, CA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
4309 Hacienda Drive, Suite 200, Pleasanton, CA, 94588
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2012Denied
Other Business Activities
Jyoti owns rental property in Danville, CA since 2014 and in San Francisco, CA since 2025. She is also a board member and officer for Blackhawk Community Cares Foundation, spending minimal time on check signing/funds disbursements and accounting/bookkeeping.
Employment History
Current Registrations
Morgan Stanley
July 2019 - Present · 6 yrs 10 mos
Morgan StanleyBroker
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2011 - July 2019 · 8 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - July 2019 · 8 yrs 6 mos
Wells Fargo Investments, LLC
June 2006 - January 2011 · 4 yrs 7 mos
Wells Fargo Investments, LLCBroker
May 2006 - January 2011 · 4 yrs 8 mos
The Shemano Group, INC.Broker
August 2005 - January 2006 · 5 mos
State Registrations32 states
AKAZCACOFLGAIDILKSKYMAMDMEMIMOMSMTNCNDNMNVNYOHORPASCSDTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.