Pietro Ruggeri
Pietro Ruggeri is a registered investment advisor at MML Investors Services, LLC, based in Elmsford, NY, with 20 years of industry experience. Pietro operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
565 Taxter Road Suite 625 6th Floor, Elmsford, NY, 10523
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2015Other Business ActivitiesSells Insurance
Pietro has ownership in Gryphon Assurance, an outside insurance business dealing with property/casualty, life, fixed annuities, and health insurance, dedicating a few hours per week. He is also a managing member of Ruggeri Financial Group LLC, spending minimal time managing the LLC's books.
Employment History
Current Registrations
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.