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Nathan Derks

Landolt Securities, INC.
16 Years of Experience
West Bend, WI
BrokerSells Insurance
View SEC Summary
View SEC Summary

Nathan Derks is a registered investment advisor at Landolt Securities, INC., based in West Bend, WI, with 16 years of industry experience. Nathan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 198 clients with $140M in assets under management.

Landolt Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
19 advisors
Number of Clients
198 clients
Average Client Portfolio
$696K average
Assets Under Management
$137.8M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Minimum Annual Fee:$1,200
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.00%
$1.0M - $5.0M1.75%
$5M+1.50%

Fees are negotiable and subject to a $300 minimum quarterly fee (not to exceed 3% of a client's assets under management). Fees are charged three months in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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View Full SEC Brochure

Location

2125 W. Washington St., West Bend, WI, 53095

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nathan is an insurance agent selling term life insurance, spending minimal time on it. He also owns Tax Center of Wisconsin, LLC and is a partner at Eulert Accounting LLC, dedicating about 10-20% of his time to each, and owns DFG Properties, LLC. Finally, Nathan is a sole proprietor selling fixed annuities, spending minimal time on it.

Employment History
Current Registrations
Landolt Securities, INC.
September 2017 - Present · 9 yrs 1 mo
Landolt Securities, INC.Broker
September 2017 - Present · 9 yrs 1 mo
Previous Registrations
The Investment Center, INC.Broker
April 2013 - September 2017 · 4 yrs 5 mos
Ic Advisory Services, INC.
April 2013 - September 2017 · 4 yrs 5 mos
TD Ameritrade, INC.
May 2012 - April 2013 · 11 mos
Amerivest Investment Management, LLC
May 2012 - April 2013 · 11 mos
TD Ameritrade, INC.Broker
May 2012 - April 2013 · 11 mos
The Investment Center, INC.Broker
February 2010 - May 2012 · 2 yrs 3 mos
State Registrations9 states
AZCOFLILMIMNMOSCWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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