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Nathan R Derks

15 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
17 advisors
Number of Clients
163 clients
Average Client Portfolio
$623K average
Assets Under Management
$101.6M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M2.00%
$1.0M - $5.0M1.75%
$5M+1.50%

Subject to a $300 minimum quarterly fee (not to exceed 3% of a client’s assets under management)

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$1,200
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Location

2125 W. Washington St., West Bend, WI, 53095

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nathan is an insurance agent selling term life insurance, spending minimal time on it. He also owns Tax Center of Wisconsin, LLC and is a partner at Eulert Accounting LLC, dedicating about 10-20% of his time to each, and owns DFG Properties, LLC. Finally, Nathan is a sole proprietor selling fixed annuities, spending minimal time on it.

Employment History
Current Registrations
Landolt Securities, INC.Broker
September 2017 - Present · 8 yrs 5 mos
Landolt Securities, INC.
September 2017 - Present · 8 yrs 5 mos
Previous Registrations
Ic Advisory Services, INC.
April 2013 - September 2017 · 4 yrs 5 mos
The Investment Center, INC.Broker
April 2013 - September 2017 · 4 yrs 5 mos
TD Ameritrade, INC.
May 2012 - April 2013 · 11 mos
Amerivest Investment Management, LLC
May 2012 - April 2013 · 11 mos
TD Ameritrade, INC.Broker
May 2012 - April 2013 · 11 mos
The Investment Center, INC.Broker
February 2010 - May 2012 · 2 yrs 3 mos
State Registrations10 states
AZCOFLILMIMNMONESCWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.