CD
CD

Christopher Dewhurst

20 Years of Experience
Houston, TX
Broker

Christopher Dewhurst is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Houston, TX, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

800 Capitol St, Pbig - Houston Ii, Houston, TX, 77002

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is involved with several charitable organizations, including the Utah Beach D Day Museum Commission and the Veritas Christian Academy, where he helps with fundraising and provides strategic advice. He also serves on the board of the Strake Jesuit College Preparatory Foundation, dedicating a few hours per week to overseeing the foundation's investments and financial aid programs.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2015 - Present · 11 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2015 - Present · 11 yrs 1 mo
Previous Registrations
Barclays Capital INC.
January 2009 - July 2015 · 6 yrs 6 mos
Barclays Capital INC.Broker
September 2008 - July 2015 · 6 yrs 10 mos
Lehman Brothers INC.
March 2008 - October 2008 · 7 mos
Lehman Brothers INC.Broker
October 2005 - September 2008 · 2 yrs 11 mos
State Registrations23 states
AKARCACODCDEFLILKSKYMAMDMOMSNCNENJNMNYOKTNTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Dewhurst - Financial Advisor | TrueAdvisor