Seth Cogswell is a registered investment advisor at Aspentree Capital Corporation, based in Chapel Hill, NC, with 12 years of industry experience. Seth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 29 clients with $40M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees may be negotiable in appropriate situations.
Fee Estimator
Location
Chapel Hill, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Seth is the Founder and Portfolio Manager of Running Oak Capital, LLC, an SEC-registered investment adviser, since 2012. He dedicates more than full-time hours to Running Oak Capital, including portfolio management and general management responsibilities.
Employment History
Current Registrations
Aspentree Capital Corporation
Running Oak Capital LLC
Previous Registrations
Marks Group Wealth Management, INC.
Running Oak Capital LLC
Koyote Trading LLCBroker
Trillium Trading LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.