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Christopher Vines

LPL Enterprise, LLC
16 Years of Experience
Chelsea, AL
4 DisclosuresBroker
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Christopher Vines is a registered investment advisor at LPL Enterprise, LLC, based in Chelsea, AL, with 16 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.

LPL Enterprise, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3138 advisors
Number of Clients
102,563 clients
Average Client Portfolio
$243K average
Assets Under Management
$24.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.35%

Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Chelsea, AL

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
August 2021
Final
Financial
May 2020
Final
Employment Separation After Allegations
September 2019
Judgment / Lien
December 2018
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Enterprise, LLC
March 2026 - Present · 7 mos
LPL Enterprise, LLC
March 2026 - Present · 7 mos
LPL Enterprise, LLCBroker
March 2026 - Present · 7 mos
Previous Registrations
Independent Financial Group, LLC
October 2019 - January 2025 · 5 yrs 3 mos
Independent Financial Group, LLCBroker
October 2019 - January 2025 · 5 yrs 3 mos
Proequities, INC.Broker
January 2017 - September 2019 · 2 yrs 8 mos
Investment Advisors
January 2017 - September 2019 · 2 yrs 8 mos
Securities America, INC.Broker
December 2015 - January 2017 · 1 yr 1 mo
Securities America Advisors, INC.
November 2015 - January 2017 · 1 yr 2 mos
Securities America, INC.Broker
November 2013 - October 2015 · 1 yr 11 mos
Securities America Advisors, INC.
November 2013 - October 2015 · 1 yr 11 mos
Lincoln Financial Securities CorporationBroker
September 2011 - November 2013 · 2 yrs 2 mos
Lincoln Financial Securities Corporation
September 2011 - November 2013 · 2 yrs 2 mos
Metlife Securities INC.
February 2011 - August 2011 · 6 mos
Metlife Securities INC.Broker
March 2010 - August 2011 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2008 - April 2009 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2008 - April 2009 · 9 mos
Lincoln Financial Advisors Corporation
October 2007 - July 2008 · 9 mos
Lincoln Financial Advisors CorporationBroker
October 2007 - July 2008 · 9 mos
Sterne Agee Financial Services, INC.Broker
July 2007 - September 2007 · 2 mos
State Registrations2 states
ALGA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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