KG
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Kimberly Giannone is a registered investment advisor at Innovative Asset Advisors Group, based in Shelton, CT, with 7 years of industry experience. Kimberly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 193 clients with $130M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
11 advisors
IM Fee
Planning only
Assets Under Management
$134.5M
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Location
1 Enterprise Drive, Suite 425, Shelton, CT, 06484
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Innovative Asset Advisors Group
September 2025 - Present · 8 mos
Previous Registrations
Financial Strategies Investment Advisor Services, INC.
October 2023 - December 2025 · 2 yrs 2 mos
Prime Capital Investment Advisors, LLC
June 2023 - September 2023 · 3 mos
Private Client Services, LLCBroker
December 2021 - September 2023 · 1 yr 9 mos
Cambridge Investment Research, INC.Broker
May 2020 - December 2021 · 1 yr 7 mos
Royal Alliance Associates, INC.Broker
May 2019 - May 2020 · 1 yr
Metlife Securities INC.Broker
December 2005 - January 2007 · 1 yr 1 mo
Metropolitan Life Insurance CompanyBroker
December 2005 - January 2007 · 1 yr 1 mo
State Registrations2 states
CTNH
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.