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ChFC

Steven Roeth

Redhawk Wealth Advisors, INC.
14 Years of Experience
Las Vegas, NV
1 DisclosureSells Insurance
View SEC Summary
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Steven Roeth is a ChFC-designated registered investment advisor at Redhawk Wealth Advisors, INC., based in Las Vegas, NV, with 14 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Education Planning, Estate Planning, and 5 more. Their firm serves 3,205 clients with $1.5B in assets under management.

Redhawk Wealth Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
43 advisors
Number of Clients
3,205 clients
Average Client Portfolio
$454K average
Assets Under Management
$1.5B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.75%

Maximum annual fee is 1.75%. Starter accounts with less than $5,000 in assets are assessed a flat annual fee of $50. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9640 W Tropicana Ave., #109, Las Vegas, NV, 89147

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2009
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Steven owns Valley Marketing and Consulting (VMAC) for bookkeeping purposes, spending minimal time. He is also a managing member of Sun City Financial Wealth Management (SCF Wealth LLC), which operates as Nuvo Wealth, using it to market advisory and insurance services, dedicating nearly full-time hours.

Employment History
Current Registrations
Redhawk Wealth Advisors, INC.
September 2015 - Present · 11 yrs 1 mo
Previous Registrations
Evolve Securities, INC.Broker
August 2009 - December 2009 · 4 mos
First Midwest Securities, INC.Broker
August 2009 - August 2009 · 0 mos
Stonehurst Securities, INC.Broker
June 2006 - January 2009 · 2 yrs 7 mos
Community Bankers Securities, LLCBroker
August 2005 - June 2006 · 10 mos
State Registrations2 states
NVTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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