Kathie Gallagher
Kathie Gallagher is a registered investment advisor at Gwn Securities INC., based in Auburn, CA, with 20 years of industry experience. Kathie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 37,091 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GWN Securities offers several managed account programs with fees based on a percentage of your portfolio's value. These fees are typically billed quarterly. The specific fees vary depending on the program you choose and the amount you invest. Some programs have minimum account sizes and platform fees. GWN's fees do not include brokerage and custodial services. GWN may also recommend third-party money managers, which will result in additional fees.
Location
Auburn, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kathie is insurance licensed for life, health, property, and casualty. She is also involved with Epic Pro Financial Management, Seaside Solutions, SmartVestor Pro, Discover Rising Tides, and Dirigo Seaside Wanderer, Inc., dedicating a full-time equivalent to Seaside Solutions and Dirigo Seaside Wanderer, Inc., and about 10-20% of her time to Epic Pro Financial Management and SmartVestor Pro.
Employment History
Current Registrations
Gwn Securities INC.
Gwn Securities INC.Broker
Previous Registrations
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Capital Choice Investment Advisers, INC.
Ccf Investments, INC.Broker
Primerica Advisors
PFS Investments INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.