Wayne Loi is a registered investment advisor, based in Cupertino, CA, with 16 years of industry experience. Wayne is also registered as a broker, so some compensation may come from commissions on products sold.
Location
19625 Stevens Creek Blvd, Cupertino, CA, 95014
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Regulatory History (1)
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Customer Dispute
August 2025Settled
Employment History
Current Registrations
Cetera Investment Services LLCBroker
September 2022 - Present · 4 yrs 1 mo
Cetera Investment Advisers LLC
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
Bancwest Investment Services, INC. (bwis)
May 2016 - September 2022 · 6 yrs 4 mos
Bancwest Investment Services, INC.Broker
May 2016 - September 2022 · 6 yrs 4 mos
Edward Jones
June 2015 - October 2015 · 4 mos
Edward JonesBroker
March 2015 - October 2015 · 7 mos
Wells Fargo Advisors, LLCBroker
January 2011 - March 2012 · 1 yr 2 mos
Wells Fargo Advisors, LLC
January 2011 - March 2012 · 1 yr 2 mos
Wells Fargo Investments, LLC
June 2007 - January 2011 · 3 yrs 7 mos
Wells Fargo Investments, LLCBroker
April 2007 - January 2011 · 3 yrs 9 mos
Citicorp Investment ServicesBroker
August 2005 - June 2006 · 10 mos
State Registrations5 states
CAINNCNVNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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