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Alexander Hale

3 Years of Experience
Lubbock, TX
1 DisclosureBroker

Alexander Hale is a registered investment advisor at LPL Financial LLC, based in Lubbock, TX, with 3 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

4906 Lakeridge Dr Ste 1, Lubbock, TX, 79424-4018

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
April 2016
Final
Other Business Activities

Alexander operates Antioch Wealth Management as a DBA for his LPL business in Lubbock, TX. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLC
September 2023 - Present · 2 yrs 8 mos
LPL Financial LLCBroker
May 2023 - Present · 3 yrs
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
November 2005 - August 2006 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2005 - August 2006 · 9 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Alexander Hale - Financial Advisor | TrueAdvisor