John Huey Neely

St. Bernard Financial Services, INC.

49 Years of Experience

5 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment Management

St. Bernard Financial Services, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

43 advisors

Number of Clients

841 clients

Average Client Portfolio

$155K average

Assets Under Management

$130.5M

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

2708 Asheforde Oaks Blvd, Edmond, OK, 73034

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History

Regulatory History (5)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

November 2018

Final

Employment Separation After Allegations

September 2018

Regulatory

July 2007

Final

Customer Dispute

August 2002

Settled

Regulatory

May 1982

Final

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

John receives trails on equity indexed annuities written in 2008 through John Neely Insurance. He also scans real estate properties and performs internet marketing, dedicating minimal time to each activity.

Employment History

Current Registrations

St. Bernard Financial Services, INC.

March 2019 - Present · 6 yrs 11 mos

St. Bernard Financial Services, INC.

March 2019 - Present · 6 yrs 11 mos

St. Bernard Financial Services, INC.Broker

March 2019 - Present · 6 yrs 11 mos

Previous Registrations

Chappelwood Financial Services

November 2018 - March 2019 · 4 mos

Berthel Fisher & Company Financial Services, INC.

August 2009 - September 2018 · 9 yrs 1 mo

Berthel, Fisher & Company Financial Services, INC.Broker

August 2009 - September 2018 · 9 yrs 1 mo

Wfg Advisors, LP

July 2009 - August 2009 · 1 mo

Wfg Investments, INC.Broker

June 2004 - August 2009 · 5 yrs 2 mos

Century Advisors, LLC

March 2004 - September 2009 · 5 yrs 6 mos

Spelman & CO INC

June 1999 - June 2004 · 5 yrs

Spelman & CO., INC.Broker

June 1999 - June 2004 · 5 yrs

Century Investment Group IncorporatedBroker

May 1998 - June 1999 · 1 yr 1 mo

Prudential Securities IncorporatedBroker

July 1992 - June 1998 · 5 yrs 11 mos

Rauscher Pierce Refsnes, INC.Broker

June 1989 - July 1992 · 3 yrs 1 mo

Finser Investment CompanyBroker

January 1987 - June 1989 · 2 yrs 5 mos

Investment Securities of Oklahoma, INC.Broker

May 1979 - January 1987 · 7 yrs 8 mos

Woolsey & Company, IncorporatedBroker

February 1976 - April 1979 · 3 yrs 2 mos

State Registrations2 states

NCOK

AdvisorBrokerBoth

Exams

No exam information available for this advisor.