Daniel O'malley is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
233 South Wacker Drive, Suite 8600, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2014 - Present · 12 yrs
Morgan StanleyBroker
April 2014 - Present · 12 yrs 1 mo
Previous Registrations
Northern Trust Securities, INC.Broker
April 2010 - March 2014 · 3 yrs 11 mos
Advanced Equities, INC.Broker
April 2009 - March 2010 · 11 mos
Advanced Equities, INC.
April 2009 - March 2010 · 11 mos
H&r Block Financial Advisors, INC.
February 2008 - May 2008 · 3 mos
H&r Block Financial Advisors, INC.Broker
November 2007 - May 2008 · 6 mos
Chicago Investment Group, LLCBroker
November 2006 - July 2007 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.