Mark Lott
Mark Lott is a registered investment advisor at Ameriprise Financial Services, LLC, based in Orem, UT, with 11 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
55 W University Pkwy, Ste 69, Orem, UT, 84058
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
April 2022Other Business Activities
Mark is a member of Creek Road LLC, formed to split office costs among advisors, and spends minimal time on it. Mark also manages his Ameriprise business, dedicating about a quarter of his time, including during trading hours.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Mhl InvestmentsBroker
Everspire
Wells Fargo Clearing Services, LLCBroker
E*trade Securities LLCBroker
Girard Securities, INC.Broker
Girard Securities, INC.
First Command Financial Planning, INC.
First Command Financial Planning, INC.Broker
Wfg Advisors, LP
Wfg Investments, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.