Lena Poma is a registered investment advisor, based in Charlotte, NC, with 7 years of industry experience.
Location
Charlotte, NC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Lena works as a Dasher for DoorDash, a food delivery service. This activity is not investment-related and takes a few hours per week.
Employment History
Current Registrations
Truist Advisory Services, INC.
August 2021 - Present · 4 yrs 9 mos
Truist Investment Services, INC.Broker
August 2021 - Present · 4 yrs 9 mos
Truist Investment Services, INC.
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Ally Invest Securities LLCBroker
May 2021 - August 2021 · 3 mos
LPL Financial LLC
March 2021 - May 2021 · 2 mos
LPL Financial LLCBroker
December 2019 - May 2021 · 1 yr 5 mos
MML Investors Services, LLCBroker
September 2017 - June 2019 · 1 yr 9 mos
State Registrations2 states
AZNC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.