Roxanne Dorton is a registered investment advisor, based in Richmond, VA, with 9 years of industry experience.
Location
1001 Semmes Ave, Fl 3, Richmond, VA, 23224
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
October 2018 - February 2021 · 2 yrs 4 mos
Bb&t Securities, LLCBroker
March 2017 - February 2021 · 3 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
November 2016 - March 2017 · 4 mos
First Clearing, LLCBroker
June 2016 - November 2016 · 5 mos
State Registrations1 state
VA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.