DB
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Dennis Briggs
45 Years of Experience
Clearwater, FL
1 DisclosureBroker
Dennis Briggs is a registered investment advisor at Raymond James & Associates, INC., based in Clearwater, FL, with 45 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
2536 Countryside Blvd 6th Floor, Suite 601, Clearwater, FL, 33763
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2009Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
September 1996 - Present · 30 yrs
Raymond James & Associates, INC.Broker
September 1996 - Present · 30 yrs
Previous Registrations
Smith Barney INC.Broker
October 1987 - September 1996 · 8 yrs 11 mos
E. F. Hutton & Company INCBroker
November 1980 - October 1987 · 6 yrs 11 mos
State Registrations29 states
ARAZCACOCTDCFLGAILINMAMDMNMOMSNCNENJNMNYOHORRISCTNTXUTVAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.