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Aaron Brodt

Ashton Thomas Private Wealth
21 Years of Experience
Scottsdale, AZ
3 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Aaron Brodt is a registered investment advisor at Ashton Thomas Private Wealth, based in Scottsdale, AZ, with 21 years of industry experience. Aaron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 7 more. Their firm serves 3,229 clients with $6B in assets under management.

Ashton Thomas Private Wealth
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
98 advisors
Number of Clients
3,229 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$6.0B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.99%

Annual advisory fees are negotiable and depend on objective and subjective factors such as asset size, account composition, and scope of services, not to exceed 2.99%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8605 E Raintree Drive, Suite 280, Scottsdale, AZ, 85260

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2017
Settled
Customer Dispute
April 2016
Settled
Customer Dispute
March 2016
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Aaron is a member/owner of GFA Wealth Design, selling insurance, but spends no time on it. He also has membership/ownership roles in several other LLCs, including GFA Private Capital, Liquid Sol Music Festival, Crouse Family LLC, Amplify Ventures Group, and HANA Holdings, none of which require any of his time.

Employment History
Current Registrations
Ashton Thomas Private Wealth
June 2010 - Present · 16 yrs 4 mos
Previous Registrations
Peachcap Securities, INC.Broker
July 2016 - August 2018 · 2 yrs 1 mo
Accelerated Capital GroupBroker
February 2012 - May 2016 · 4 yrs 3 mos
The Planning Group
June 2008 - March 2011 · 2 yrs 9 mos
Meridian United Capital, LLCBroker
May 2008 - February 2012 · 3 yrs 9 mos
Global Financial Private Capital, LLC
September 2005 - June 2008 · 2 yrs 9 mos
State Registrations1 state
AZ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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