Matthew Warter is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
San Diego, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Matthew operates Seapoint Wealth Advisors LLC and The Warter Group by Seapoint Wealth Advisors LLC as DBAs for his LPL business, dedicating full-time hours to these investment-related activities. He also manages Swell Wealth Management, an S corporation for tax/investment purposes, also dedicating full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Planmember Securities Corporation
Planmember Securities CorporationBroker
Russell Investments Financial Services, LLCBroker
Russell Investments
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations16 states
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