Kris Pelster
Kris Pelster is a registered investment advisor at LPL Financial LLC, based in Bakersfield, CA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1907 K St, Bakersfield, CA, 93301
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kris is involved with Moneywise Radio Show & Podcast, Moneywise (non-variable insurance), and two DBAs for his LPL business: Moneywise Wealth Management and Moneywise Guys. These activities take minimal time, about 10% of his time, and nearly full-time respectively.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Scf Investment Advisors, INC.
Scf Securities, INC.Broker
Moneywise, INC.
Brokersxpress LLC
Brokersxpress LLCBroker
Securities America Advisors, INC.
Securities America, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.