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Carmine Filippone

20 Years of Experience
White Plains, NY
BrokerSells Insurance

Carmine Filippone is a registered investment advisor, based in White Plains, NY, with 20 years of industry experience.

Location

925 Westchester Avenue, Suite 103, White Plains, NY, 10604

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Carmine is a partner at Heller & Filippone LLP, focusing on tax preparation and accounting, dedicating nearly full-time hours to this role. He is also involved in mortgage consulting, insurance planning, tax planning, rental property management, and fixed insurance sales, spending minimal time on each of these activities.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
August 2021 - September 2025 · 4 yrs 1 mo
Avantax Investment Services, INC.Broker
October 2005 - September 2025 · 19 yrs 11 mos
State Registrations4 states
CTFLNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Carmine Filippone - Financial Advisor | TrueAdvisor