Nicole Mayer is a registered investment advisor, based in Riverwoods, IL, with 19 years of industry experience.
Location
2610 Lake Cook Road, Suite 250, Riverwoods, IL, 60015
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicole is an author, insurance consultant, notary public, and co-founder of a financial technology firm. She also has ownership in a beauty lounge and boutique, and is involved in a consulting start-up; her insurance consultant role involves life and health insurance, taking a few hours per week.
Employment History
Current Registrations
Allworth Financial, L.P.
Aw SecuritiesBroker
Previous Registrations
Aw Securities
Arbor Point Advisors
Securities America Advisors, INC.
Securities America, INC.Broker
Advantage Investment Management, LLC
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.