Shawn Dunn is a registered investment advisor at Captrust, based in Boston, MA, with 19 years of industry experience. Shawn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 41,750 clients with $1200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5M+ | 0.70% |
Fees are negotiable and may be higher, lower, or waived based on account size, investment approach, complexity, and relationship duration. Assets above $10M are negotiable.
Fee Estimator
Location
One Liberty Square, 13th Floor, Boston, MA, 02109
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Regulatory History (2)
Financial
October 2021Financial
September 2021Employment History
Current Registrations
Captrust
Capfinancial Securities, LLC.Broker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Patrick Capital Markets, LLCBroker
PNC Capital Markets LLCBroker
PNC Capital Advisors LLC
PNC Capital Advisors LLC
PNC Funds Distributor, LLCBroker
Natcity Investments, INC.
Natcity Investments, INC.Broker
Bisys Fund Services Limited PartnershipBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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