NC
NC

Nicole Curtis

16 Years of Experience
Chandler, AZ
Broker

Nicole Curtis is a registered investment advisor at Wells Fargo Advisors, based in Chandler, AZ, with 16 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2700 S Gilbert Rd Ste 5, Chandler, AZ, 85286

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicole works as a notary for Notary.com, notarizing documents. This non-investment related activity requires minimal time.

Employment History
Current Registrations
Wells Fargo Advisors
February 2022 - Present · 4 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
April 2018 - October 2020 · 2 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
April 2018 - October 2020 · 2 yrs 6 mos
Wells Fargo Clearing Services, LLC
November 2008 - April 2018 · 9 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
November 2008 - April 2018 · 9 yrs 5 mos
State Registrations26 states
ARAZCACOFLGAIAILKSMAMIMNMONCNHNYOHOKPASCSDTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicole Curtis - Financial Advisor | TrueAdvisor