Wajima Rasoul is a registered investment advisor at Schwab Wealth Advisory, INC., based in Atlanta, GA, with 10 years of industry experience. Wajima operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
SWAI does not directly charge clients for investment advice. Schwab pays SWAI a fee for the investment advice provided to SWA Accounts. SWAI Representatives provide periodic recommendations to clients about how to allocate assets and which securities to buy, sell and hold in a SWA account.
Location
3424 Peachtree Road, NE, Suite 1750, Atlanta, GA, 30326
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Wajima works full-time as a Private Wealth Strategist for Crescent Wealth Advisory, LLC and Crescent Wealth Management, preparing financial plans and facilitating investment services. Both roles are investment-related and take up all of Wajima's time.
Employment History
Current Registrations
Schwab Wealth Advisory, INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
M Holdings Securities, INC.Broker
Lion Street Financial, LLCBroker
Crescent Wealth Advisory, LLC
Purshe Kaplan Sterling InvestmentsBroker
Ameriprise Financial Services, INC.Broker
The Ayco Company,l.p.
Mercer Allied Company, L.P.Broker
Ameriprise Financial Services, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.