Scott Neils is a registered investment advisor, based in Minneapolis, MN, with 19 years of industry experience.
Location
30 South Street, 7th Floor, Minneapolis, MN, 55402
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Oakwood Capital Securities, INC.Broker
July 2025 - Present · 1 yr
49 Financial
July 2025 - Present · 1 yr
Previous Registrations
Ameriprise Financial Services, LLC
January 2014 - June 2025 · 11 yrs 5 mos
Ameriprise Advisor Services, INC.Broker
June 2009 - October 2009 · 4 mos
Ameriprise Financial Services, LLCBroker
June 2009 - June 2025 · 16 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2007 - May 2009 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2007 - May 2009 · 1 yr 5 mos
Wachovia Securities, LLCBroker
July 2006 - November 2007 · 1 yr 4 mos
Ameriprise Financial Services, INC.Broker
February 2006 - June 2006 · 4 mos
State Registrations1 state
MN
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.