Walter Shepperd is a registered investment advisor, based in Carson City, NV, with 20 years of industry experience.
Location
501 South Carson St., Suite 206, Carson City, NV, 89701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Walter assists small business owners with HR issues, payroll, benefits, and retirement plans through Personnel Plus. This activity takes nearly full-time hours during business hours and about half of Walter's time outside business hours.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Wachovia Securities Financial Network, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.