Carolyn Pagan is a registered investment advisor, based in New York, NY, with 16 years of industry experience.
Location
Citi Private Bank, 388 Greenwich Street, 30th Floor, New York, NY, 10013
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Citigroup Global Markets INC.
January 2024 - Present · 2 yrs 4 mos
Citigroup Global Markets INC.
January 2024 - Present · 2 yrs 4 mos
Citi Private Alternatives, LLC
January 2024 - Present · 2 yrs 4 mos
Citigroup Global Markets INC.Broker
January 2024 - Present · 2 yrs 4 mos
Citi Private Alternatives, LLCBroker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - January 2024 · 11 yrs 3 mos
J.P. Morgan Securities LLCBroker
October 2012 - January 2024 · 11 yrs 3 mos
Chase Investment Services CORP.
September 2011 - October 2012 · 1 yr 1 mo
Chase Investment Services CORP.Broker
August 2009 - October 2012 · 3 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.