Nicholas Jones
Nicholas Jones is a CFP, ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Charleston, SC, with 16 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
40 Calhoun Street, Suite 310, Charleston, SC, 29401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas is a sales agent for individual and group life/health and AD&D policies since 2016, dedicating a few hours per week. He also sells life insurance, fixed annuities, disability, and long-term care insurance, also dedicating a few hours per week, and is the Vice President of his neighborhood HOA.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
Edward Jones
Edward JonesBroker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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