Vincent Taylor is a registered investment advisor, based in Hartford, CT, with 19 years of industry experience.
Location
One Financial Plaza, 26th Floor, Hartford, CT, 06103
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vp Distributors LLCBroker
September 2015 - Present · 10 yrs 8 mos
Virtus Investment Advisers, LLC
September 2015 - Present · 10 yrs 8 mos
Vp Distributors LLC
September 2015 - Present · 10 yrs 8 mos
Previous Registrations
Morgan StanleyBroker
May 2013 - August 2015 · 2 yrs 3 mos
Morgan Stanley
May 2013 - August 2015 · 2 yrs 3 mos
Chittenden Securities, LLC.Broker
June 2009 - October 2009 · 4 mos
People's Securities, INC.Broker
November 2007 - March 2013 · 5 yrs 4 mos
People's Securities, INC.
November 2007 - March 2013 · 5 yrs 4 mos
Ameriprise Financial Services, INC.
January 2006 - November 2006 · 10 mos
Ameriprise Financial Services, INC.Broker
November 2005 - November 2006 · 1 yr
State Registrations6 states
ARCTLAMAOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.