GN
CFP
GN
CFP
Gerald Newman
20 Years of Experience
Encino, CA
1 DisclosureSells Insurance
Gerald Newman is a CFP-designated registered investment advisor at Hamilton Wealth, LLC, based in Encino, CA, with 20 years of industry experience. Gerald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 552 clients with $550M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
IM Fee
Planning only
Assets Under Management
$553.7M
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Location
16000 Ventura Boulevard, Suite 405, Encino, CA, 91436
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2013Denied
Other Business ActivitiesSells Insurance
Gerald is a licensed insurance agent since 2018, providing insurance quotes and submitting applications. This activity requires a few hours per week.
Employment History
Current Registrations
Hamilton Wealth, LLC
September 2017 - Present · 8 yrs 8 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2016 - September 2017 · 1 yr 8 mos
Raymond James Financial Services, INC.Broker
December 2015 - September 2017 · 1 yr 9 mos
Suntrust Investment Services, INC.
July 2009 - December 2015 · 6 yrs 5 mos
Suntrust Investment Services, INC.Broker
July 2009 - December 2015 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2005 - July 2009 · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2005 - July 2009 · 3 yrs 8 mos
State Registrations2 states
CATX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.