Katie Lawther is a registered investment advisor, based in Colorado Springs, CO, with 16 years of industry experience.
Location
2220 Briargate Parkway, Colorado Springs, CO, 80920
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Katie owns and operates Charmed Kate, an online Etsy store selling arts and supplies since 2021. This takes about a quarter to half of Katie's time, with no activity during trading hours.
Employment History
Current Registrations
T. Rowe Price Investment Services, INC.
July 2024 - Present · 1 yr 10 mos
T. Rowe Price Associates, INC.
July 2024 - Present · 1 yr 10 mos
T. Rowe Price Investment Services, INC.Broker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
June 2010 - May 2024 · 13 yrs 11 mos
Raymond James Financial Services, INC.Broker
January 2010 - May 2024 · 14 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.