Caroline Georgiadis is a registered investment advisor, based in Morehead City, NC, with 20 years of industry experience.
Location
5073 Executive Dr., Morehead City, NC, 28557
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Caroline works for State Employees' Credit Union as a Financial Advisory Services Specialist and is also an agent for SECU Life Insurance Company. Additionally, she is a Trust Rep for Members Trust Company.
Employment History
Current Registrations
Secu Brokerage ServicesBroker
Credit Union Investment Services
Previous Registrations
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.